Relates to the regulation of commercial fishing licenses.
Sponsor: JOHNSON
Law Section: Environmental Conservation Law
Law: Amd S13-0328, En Con L
Co-sponsor(s):
GRISANTI
Law Section: Environmental Conservation Law
Law: Amd S13-0328, En Con L
S5086A-2011 Actions
- Aug 3, 2011: SIGNED CHAP.383
- Jul 22, 2011: DELIVERED TO GOVERNOR
- Jun 6, 2011: returned to senate
- Jun 6, 2011: passed assembly
- Jun 6, 2011: ordered to third reading rules cal.84
- Jun 6, 2011: substituted for a7801
- Jun 6, 2011: referred to environmental conservation
- Jun 6, 2011: DELIVERED TO ASSEMBLY
- Jun 6, 2011: PASSED SENATE
- May 24, 2011: AMENDED ON THIRD READING 5086A
- May 23, 2011: ADVANCED TO THIRD READING
- May 18, 2011: 2ND REPORT CAL.
- May 17, 2011: 1ST REPORT CAL.708
- May 3, 2011: REFERRED TO ENVIRONMENTAL CONSERVATION
S5086A-2011 Calendars
Active List: Jun 6, 2011 , Floor Calendar: May 25, 2011 , Floor Calendar: Jun 1, 2011 , Floor Calendar: Jun 2, 2011 , Floor Calendar: Jun 6, 2011S5086A-2011 Votes
VOTE: COMMITTEE VOTE:
- Environmental Conservation
- May 17, 2011
Ayes (13): Grisanti, Johnson, Little, Marcellino, Maziarz, O'Mara, Young, Avella, Espaillat, Oppenheimer, Perkins, Serrano, Stewart-Cousins
Ayes W/R (1): LaValle
VOTE: FLOOR VOTE:
- Jun 6, 2011
Ayes (60): Adams, Addabbo, Alesi, Avella, Ball, Bonacic, Breslin, Carlucci, DeFrancisco, Diaz, Dilan, Duane, Espaillat, Farley, Flanagan, Fuschillo, Gallivan, Gianaris, Golden, Griffo, Grisanti, Hannon, Hassell-Thomps, Huntley, Johnson, Kennedy, Klein, Krueger, Kruger, Lanza, Larkin, Libous, Little, Marcellino, Martins, Maziarz, McDonald, Montgomery, Nozzolio, O'Mara, Oppenheimer, Peralta, Perkins, Ranzenhofer, Ritchie, Rivera, Robach, Saland, Sampson, Savino, Serrano, Seward, Skelos, Smith, Squadron, Stavisky, Stewart-Cousin, Valesky, Young, Zeldin
Nays (1): LaValle
Absent (1): Parker
S5086A-2011 Memo
BILL NUMBER:S5086A
TITLE OF BILL:
An act
to amend the environmental
conservation law, in relation to
commercial fishing licenses
PURPOSE:
To extend and modify the eligibility limitations for commercial
fishing licenses.
SUMMARY OF PROVISIONS:
Amends ECL � 13-0328 to: (1) maintain a cap on the number of
commercial food fish, crab, whelk (conch), and marine and coastal
district party and charter boat licenses or permits that may be
issued; (2) maintain the current moratorium on new lobster permits;
(3) maintain the current eligibility requirements for commercial
licenses and permits; (4) continue to allow the transfer (reissuance)
of food fish and whelk licenses and lobster and crab permits to a
member of the prior holder's immediate family and clarify the
conditions under which such transfer takes place; and (5) continue
the authority of DEC to establish an apprenticeship program.
JUSTIFICATION:
Since ECL � 13-0328 was last amended in 2007, the number of commercial
fishing licenses and permits issued has generally continued to
decline as follows:
2007 2008 2009 2010
Resident Food Fish 1059 1028 1006 990
Non-Resident Food Fish 50 46 43 40
Resident Crab 605 588 589 578
Non-Resident Crab 30 30 29 28
Resident Lobster 412 384 375 337
Non-Resident Lobster 30 30 30 27
Resident Whelk 262 259 260 256
Non-Resident Whelk 12 12 12 12
Party & Charter Boat 536 530 524 501
In the opinion of DEC staff the current numbers of licenses and
permits are still too high to ensure economic viability of commercial
fishers, given the restrictions and limits on fishing activity
required under current and foreseeable federal and interstate fishery
management regulations. Accordingly, this bill would provide a
mechanism for their further reduction over the next four years. The
maximum number of party and charter boat licenses that may be issued
to uninspected passenger vessels would remain at 517. Further, a
moratorium on new commercial lobster permits would continue because of
significantly excess harvesting capacity and current lobster
management regulations do not provide for issuance of the required
lobster trap tags to any new persons. The substantial decline in
lobster abundance that has resulted from episodes of mortality
beginning in 1999 also supports continuing to prevent new entrants to
this troubled fishery.
The eligibility and transfer provisions, and apprenticeship program,
are maintained in order to uphold family and community traditions of
commercial fishing, and to provide limited opportunity for new entry
to individuals who show a commitment to the profession.
LEGISLATIVE HISTORY:
Last extended by Chapter 366 of 2007.
FISCAL IMPLICATIONS:
None to the State.
EFFECTIVE DATE:
This act shall take effect immediately.
S5086A-2011 Text
S T A T E O F N E W Y O R K
________________________________________________________________________
5086--A
Cal. No. 708
2011-2012 Regular Sessions
I N SENATE
May 3, 2011
___________
Introduced by Sens. JOHNSON, GRISANTI -- read twice and ordered printed,
and when printed to be committed to the Committee on Environmental
Conservation -- reported favorably from said committee, ordered to
first and second report, ordered to a third reading, amended and
ordered reprinted, retaining its place in the order of third reading
AN ACT to amend the environmental conservation law, in relation to
commercial fishing licenses
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Section 13-0328 of the environmental conservation law, as
amended by chapter 366 of the laws of 2007, is amended to read as
follows:
S 13-0328. Commercial licenses; limited entry.
1. Commercial food fish licenses. Commercial food fish licenses
provided for by section 13-0335 of this title shall be issued as
follows:
a. [for the period beginning July first, nineteen hundred ninety-nine
and ending December thirty-first, nineteen hundred ninety-nine, the
following persons shall be eligible to be issued a commercial food fish
license:
(i) persons who held a valid commercial food fish license in nineteen
hundred ninety-eight;
(ii) persons who held a valid commercial food fish license in nineteen
hundred ninety-six but not in nineteen hundred ninety-seven; and
(iii) persons who submitted applications to the department during the
period commencing January first, nineteen hundred ninety-nine and ending
on the effective date of this section and who were eligible to receive
such license but had not been issued such license during such period.
b.] for the period beginning January first, two thousand [four] TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, the number
of [residential] RESIDENT commercial food fish licenses and the number
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD11226-03-1
S. 5086--A 2
of [non-residential] NON-RESIDENT commercial food fish licenses shall
not exceed the following annual limits:
(i) [for two thousand four, the number of licenses shall be limited to
the greater of the number of licenses issued in two thousand two or the
number of licenses issued in two thousand three;
(ii) for two thousand five, the number of licenses shall be limited to
the number of licenses issued in two thousand four, plus fifty percent
of any difference between the number of licenses issued in two thousand
four and the limit established in subparagraph (i) of this paragraph;
(iii) for two thousand six, the number of licenses shall be limited to
the number of licenses issued in two thousand five, plus fifty percent
of any difference between the number of licenses issued in two thousand
five and the limit established in subparagraph (ii) of this paragraph;
(iv) for two thousand seven, the number of licenses shall be limited
to the number of licenses issued in two thousand six, plus fifty percent
of any difference between the number of licenses issued in two thousand
six and the limit established in subparagraph (iii) of this paragraph;
(v)] for two thousand [eight] TWELVE, the number of licenses shall be
limited to the number of licenses issued in two thousand [seven] ELEVEN,
plus fifty percent of any difference between the number of licenses
issued in two thousand [seven] ELEVEN and [the limit established in
subparagraph (iv) of this paragraph] ONE THOUSAND FIFTY-THREE;
[(vi)] (II) for two thousand [nine] THIRTEEN, the number of licenses
shall be limited to the number of licenses issued in two thousand
[eight] TWELVE, plus fifty percent of any difference between the number
of licenses issued in two thousand [eight] TWELVE and the limit estab-
lished in subparagraph [(v)] (I) of this paragraph;
[(vii)] (III) for two thousand [ten] FOURTEEN, the number of licenses
shall be limited to the number of licenses issued in two thousand [nine]
THIRTEEN, plus fifty percent of any difference between the number of
licenses issued in two thousand [nine] THIRTEEN and the limit estab-
lished in subparagraph [(vi)] (II) of this paragraph;
[(viii)] (IV) for two thousand [eleven] FIFTEEN, the number of
licenses shall be limited to the number of licenses issued in two thou-
sand [ten] FOURTEEN, plus fifty percent of any difference between the
number of licenses issued in two thousand [ten] FOURTEEN and the limit
established in subparagraph [(vii)] (III) of this paragraph.
[c.] B. for the period beginning January first, two thousand TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, persons
who were issued a commercial food fish license in the previous year
shall be eligible to be issued such license.
[d.] C. for the period beginning January first, two thousand [four]
TWELVE through December thirty-first, two thousand [eleven] FIFTEEN, the
department shall issue commercial food fish licenses to persons who were
not issued such license in the previous year provided that the total
number of such licenses issued to such persons does not exceed the
difference between the number of licenses established in paragraph [b] A
of this subdivision and the number of such licenses issued pursuant to
paragraph [c] B of this subdivision, subject to the following:
(i) licenses shall be issued in the order in which the applications
were received, except that where multiple applications are received by
the department on the same day, applicants for whom the department has
received notice of successful completion of an apprenticeship pursuant
to subdivision seven of this section shall be considered by the depart-
ment prior to other applicants;
(ii) licenses may be issued to individuals only;
S. 5086--A 3
(iii) licenses shall be issued to applicants who are sixteen years of
age or older at the time of the application; and
(iv) licenses shall be issued only to persons who demonstrate in a
manner acceptable to the department that they received an average of at
least fifteen thousand dollars of income over three consecutive years
from commercial fishing or fishing, or who successfully complete a
commercial food fish apprenticeship pursuant to subdivision seven of
this section. As used in this subparagraph, "commercial fishing" means
the taking and sale of marine resources including fish, shellfish, crus-
tacea or other marine biota and "fishing" means commercial fishing and
carrying fishing passengers for hire. Individuals who wish to qualify
based on income from "fishing" must hold a valid marine and coastal
district party and charter boat license. No more than ten percent of the
licenses issued each year based on income eligibility pursuant to this
paragraph shall be issued to applicants who qualify based solely upon
income derived from operation of or employment by a party or charter
boat.
2. Commercial lobster permits. Commercial lobster permits provided for
by section 13-0329 of this title shall be issued as follows:
[a. for the period beginning July first, nineteen hundred ninety-nine
and ending December thirty-first, nineteen hundred ninety-nine, the
following persons shall be eligible to be issued a commercial lobster
permit:
(i) persons who held a valid commercial lobster permit in nineteen
hundred ninety-eight;
(ii) persons who held a valid commercial lobster permit in nineteen
hundred ninety-six but not in nineteen hundred ninety-seven; and
(iii) persons who submitted applications to the department during the
period commencing January first, nineteen hundred ninety-nine and ending
on the effective date of this section and who were eligible to receive
such permit but had not been issued such permit during such period.
b.] for the period beginning January first, two thousand TWELVE,
through December thirty-first, two thousand [eleven] FIFTEEN, only
persons who were issued a commercial lobster permit in the previous year
shall be eligible to be issued such permit.
3. Commercial crab permits. Commercial crab permits provided for by
section 13-0331 of this title shall be issued as follows:
a. [for the period beginning July first, nineteen hundred ninety-nine
and ending December thirty-first, nineteen hundred ninety-nine, the
following persons shall be eligible to be issued a commercial crab
permit:
(i) persons who held a valid commercial crab permit in nineteen
hundred ninety-eight;
(ii) persons who held a valid commercial crab permit in nineteen
hundred ninety-six but not in nineteen hundred ninety-seven; and
(iii) persons who submitted applications to the department during the
period commencing January first, nineteen hundred ninety-nine and ending
on the effective date of this section and who were eligible to receive
such permit but had not been issued such permit during such period.
b.] for the period beginning January first, two thousand [four] TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, the number
of [residential] RESIDENT commercial crab permits and the number of
[non-residential] NON-RESIDENT commercial crab permits shall not exceed
the following annual limits:
S. 5086--A 4
(i) [for two thousand four, the number of permits shall be limited to
the greater of the number of permits issued in two thousand two or the
number of permits issued in two thousand three;
(ii) for two thousand five, the number of permits shall be limited to
the number of permits issued in two thousand four, plus fifty percent of
any difference between the number of permits issued in two thousand four
and the limit established in subparagraph (i) of this paragraph;
(iii) for two thousand six, the number of permits shall be limited to
the number of permits issued in two thousand five, plus fifty percent of
any difference between the number of permits issued in two thousand five
and the limit established in subparagraph (ii) of this paragraph;
(iv) for two thousand seven, the number of licenses shall be limited
to the number of permits issued in two thousand six, plus fifty percent
of any difference between the number of permits issued in two thousand
six and the limit established in subparagraph (iii) of this paragraph;
(v)] for two thousand [eight] TWELVE, the number of permits shall be
limited to the number of permits issued in two thousand [seven] ELEVEN,
plus fifty percent of any difference between the number of permits
issued in two thousand [seven] ELEVEN and [the limit established in
subparagraph (iv) of this paragraph] SIX HUNDRED SIXTEEN;
[(vi)] (II) for two thousand [nine] THIRTEEN, the number of permits
shall be limited to the number of permits issued in two thousand [eight]
TWELVE, plus fifty percent of any difference between the number of
permits issued in two thousand [eight] TWELVE and the limit established
in subparagraph [(v)] (I) of this paragraph;
[(vii)] (III) for two thousand [ten] FOURTEEN, the number of permits
shall be limited to the number of permits issued in two thousand [nine]
THIRTEEN, plus fifty percent of any difference between the number of
permits issued in two thousand [nine] THIRTEEN and the limit established
in subparagraph [(vi)] (II) of this paragraph;
[(viii)] (IV) for two thousand [eleven] FIFTEEN, the number of permits
shall be limited to the number of permits issued in two thousand [ten]
FOURTEEN, plus fifty percent of any difference between the number of
permits issued in two thousand [ten] FOURTEEN and the limit established
in subparagraph [(vii)] (III) of this paragraph.
[c.] B. for the period beginning January first, two thousand TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, persons
who were issued a commercial crab permit in the previous year shall be
eligible to be issued such permit.
[d.] C. for the period beginning January first, two thousand [four]
TWELVE through December thirty-first, two thousand [eleven] FIFTEEN, the
department shall issue commercial crab permits to persons who were not
issued such permit in the previous year provided that the total number
of such permits issued to such persons does not exceed the difference
between the number of permits established in paragraph [b] A of this
subdivision and the number of such permits issued pursuant to paragraph
[c] B of this subdivision, subject to the following:
(i) permits shall be issued in the order in which the applications
were received, except that where multiple applications are received by
the department on the same day, applicants for whom the department has
received notice of successful completion of an apprenticeship pursuant
to subdivision seven of this section shall be considered by the depart-
ment prior to other applicants;
(ii) permits may be issued to individuals only;
(iii) permits shall be issued to applicants who are sixteen years of
age or older at the time of the application; and
S. 5086--A 5
(iv) permits shall be issued only to persons who demonstrate in a
manner acceptable to the department that they received an average of at
least fifteen thousand dollars of income over three consecutive years
from commercial fishing or fishing, or who successfully complete an
apprenticeship pursuant to subdivision seven of this section. As used in
this subparagraph, "commercial fishing" means the taking and sale of
marine resources including fish, shellfish, crustacea or other marine
biota and "fishing" means commercial fishing and carrying fishing
passengers for hire. Individuals who wish to qualify based on income
from "fishing" must hold a valid marine and coastal district party and
charter boat license. No more than ten percent of the permits issued
each year based on income eligibility pursuant to this paragraph shall
be issued to applicants who qualify based upon income derived from oper-
ation of or employment by a party or charter boat.
4. Commercial whelk or conch licenses. Commercial whelk or conch
licenses provided for by section 13-0330 of this title shall be issued
as follows:
a. for the period beginning January first, two thousand [four] TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, the number
of [residential] RESIDENT commercial whelk or conch licenses and the
number of [non-residential] NON-RESIDENT commercial whelk or conch
licenses shall not exceed the following annual limits:
(i) [for two thousand four, the number of licenses shall be limited to
three hundred or the number of licenses issued in two thousand three,
whichever is greater;
(ii) for two thousand five, the number of licenses shall be limited to
the number of licenses issued in two thousand four, plus fifty percent
of any difference between the number of licenses issued in two thousand
four and the limit established in subparagraph (i) of this paragraph;
(iii) for two thousand six, the number of licenses shall be limited to
the number of licenses issued in two thousand five, plus fifty percent
of any difference between the number of licenses issued in two thousand
five and the limit established in subparagraph (ii) of this paragraph;
(iv) for two thousand seven, the number of licenses shall be limited
to the number of licenses issued in two thousand six, plus fifty percent
of any difference between the number of licenses issued in two thousand
six and the limit established in subparagraph (iii) of this paragraph;
(v)] for two thousand [eight] TWELVE, the number of licenses shall be
limited to the number of licenses issued in two thousand [seven] ELEVEN,
plus fifty percent of any difference between the number of licenses
issued in two thousand [seven] ELEVEN and [the limit established in
subparagraph (iv) of this paragraph] TWO HUNDRED SEVENTY-ONE;
[(vi)] (II) for two thousand [nine] THIRTEEN, the number of licenses
shall be limited to the number of licenses issued in two thousand
[eight] TWELVE, plus fifty percent of any difference between the number
of licenses issued in two thousand [eight] TWELVE and the limit estab-
lished in subparagraph [(v)] (I) of this paragraph;
[(vii)] (III) for two thousand [ten] FOURTEEN, the number of licenses
shall be limited to the number of licenses issued in two thousand [nine]
THIRTEEN, plus fifty percent of any difference between the number of
licenses issued in two thousand [nine] THIRTEEN and the limit estab-
lished in subparagraph [(vi)] (II) of this paragraph;
[(viii)] (IV) for two thousand [eleven] FIFTEEN, the number of
licenses shall be limited to the number of licenses issued in two thou-
sand [ten] FOURTEEN, plus fifty percent of any difference between the
S. 5086--A 6
number of licenses issued in two thousand [ten] FOURTEEN and the limit
established in subparagraph [(vii)] (III) of this paragraph.
b. for the period beginning January first, two thousand [four] TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, persons
who were issued a commercial whelk or conch license in the previous year
shall be eligible to be issued such license.
c. for the period beginning January first, two thousand [four] TWELVE
through December thirty-first, two thousand [eleven] FIFTEEN, persons
who were not issued a commercial whelk or conch license in the previous
year shall be eligible to be issued such license provided that the total
number of such licenses issued to such persons shall not exceed the
difference between the number of licenses established in paragraph a of
this subdivision and the number of such licenses issued pursuant to
paragraph b of this subdivision, subject to the following:
(i) licenses shall be issued in the order in which the applications
were received, except that where multiple applications are received by
the department on the same day, applicants for whom the department has
received notice of successful completion of an apprenticeship pursuant
to subdivision seven of this section shall be considered by the depart-
ment prior to other applicants;
(ii) licenses may be issued to individuals only;
(iii) licenses shall be issued to applicants who are sixteen years of
age or older at the time of the application; and
(iv) licenses shall be issued only to persons who demonstrate in a
manner acceptable to the department that they received an average of at
least fifteen thousand dollars of income over three consecutive years
from commercial fishing or fishing, or who successfully complete an
apprenticeship pursuant to subdivision seven of this section. As used in
this subparagraph, "commercial fishing" means the taking and sale of
marine resources including fish, shellfish, crustacea or other marine
biota and "fishing" means commercial fishing and carrying fishing
passengers for hire. Individuals who wish to qualify based on income
from "fishing" must hold a valid marine and coastal district party and
charter boat license. No more than ten percent of the licenses issued
each year pursuant to this paragraph shall be issued to applicants who
qualify based upon income derived from operation of or employment by a
party or charter boat.
5. Marine and coastal district party and charter boat licenses. Marine
and coastal district party and charter boat licenses provided for by
section 13-0336 of this title shall be issued as follows, except that
this subdivision shall not apply to the owner or operator of a party
boat or charter boat whose vessel is classified by the United States
Coast Guard as an Inspected Passenger Vessel and which is licensed to
carry more than six passengers:
a. for the years two thousand eight through two thousand [eleven]
FIFTEEN, the annual number of marine and coastal district party and
charter boat licenses issued shall not exceed [the number issued in two
thousand seven by more than one hundred licenses] FIVE HUNDRED
SEVENTEEN.
b. for the years two thousand eight through two thousand [eleven]
FIFTEEN, persons who were issued a marine and coastal district party and
charter boat license in the previous year shall be eligible to be issued
such license.
c. for the years two thousand eight through two thousand [eleven]
FIFTEEN, the department shall issue marine and coastal district party
and charter boat licenses to persons who were not issued such license in
S. 5086--A 7
the previous year, provided that the total number of [such] licenses
issued [to such persons] does not exceed [the difference between the
annual limit established in paragraph a of this subdivision and the
number of such licenses issued in the previous year pursuant to para-
graph b of this subdivision] FIVE HUNDRED SEVENTEEN, subject to the
following:
(i) licenses shall be issued in the order in which the applications
were received;
(ii) licenses shall be issued only to persons who hold an Uninspected
Passenger Vessel license issued by the United States Coast Guard.
6. License or permit reissuance.
a. Notwithstanding the provisions of subdivisions one, two, three and
four of this section, the department may permit reissuance of a license
or permit to a member of the immediate family of the prior holder of
such license or permit; provided that the individual to whom the license
or permit is being reissued is at least sixteen years of age. The
department may permit a license or permit holder to designate in writing
a member of his or her immediate family to whom the license or permit
shall be reissued in the event that the license or permit holder dies
prior to surrendering his or her license or permit to the department.
b. In the event that a designated immediate family member does not
wish to engage in the commercial fishing activities authorized by such
license or permit, the department may permit such person to identify an
alternate person to whom the license or permit shall be reissued. The
department is authorized to adopt regulations concerning the reissuance
of licenses or permits pursuant to this subdivision.
[b.] C. The holder of a reissued license or permit shall engage in the
activity authorized by the license or permit within three years of the
reissuance date. If the license or permit holder fails to engage in such
activity during the three years following reissuance, the license or
permit shall lapse at the end of the three year period and shall not be
renewed unless the department, in its discretion, determines that the
license or permit holder's inactivity was justified by significant hard-
ship or unavoidable circumstances.
7. Commercial license apprenticeship program. The department is
authorized to adopt regulations establishing an apprenticeship program
for persons who wish to obtain a commercial crab permit pursuant to
section 13-0331 of this title, a commercial food fish license pursuant
to section 13-0335 of this title or a commercial whelk (conch) license
pursuant to section 13-0330 of this title. Upon successful completion of
the apprenticeship program, a person shall become eligible to receive a
commercial crab permit, commercial food fish license or a commercial
whelk (conch) license, as applicable, subject to the provisions of para-
graph [d] C of subdivision one, paragraph [d] C of subdivision three,
and paragraph c of subdivision four of this section, respectively.
S 2. This act shall take effect December 31, 2011.

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