Relates to setting a time limit for requesting full board review of unanimous board panel decisions.
Sponsor: SAVINO / Committee: LABOR
Law Section: Workers' Compensation Law / Law: Amd SS23 & 142, Work Comp L
Sponsor: SAVINO / Committee: LABOR
Law Section: Workers' Compensation Law / Law: Amd SS23 & 142, Work Comp L
S1401-2011 Actions
- Jun 12, 2012: referred to labor
- Jun 12, 2012: DELIVERED TO ASSEMBLY
- Jun 12, 2012: PASSED SENATE
- Jun 12, 2012: ORDERED TO THIRD READING CAL.1144
- Jun 12, 2012: COMMITTEE DISCHARGED AND COMMITTED TO RULES
- Jan 4, 2012: REFERRED TO LABOR
- Jan 7, 2011: REFERRED TO LABOR
S1401-2011 Meetings
Rules: Jun 14, 2012S1401-2011 Calendars
Floor Calendar: Jun 12, 2012S1401-2011 Votes
VOTE: COMMITTEE VOTE:
- Rules
- Jun 12, 2012
Ayes (23): Skelos, Alesi, Farley, Fuschillo, Hannon, Johnson, Larkin, LaValle, Libous, Marcellino, Maziarz, Nozzolio, Seward, Sampson, Breslin, Dilan, Duane, Hassell-Thompson, Montgomery, Parker, Perkins, Smith, Stewart-Cousins
Ayes W/R (1): Saland
Excused (1): Krueger
VOTE: FLOOR VOTE:
- Jun 12, 2012
Ayes (59): Adams, Addabbo, Alesi, Avella, Ball, Bonacic, Breslin, Carlucci, DeFrancisco, Diaz, Dilan, Duane, Farley, Flanagan, Fuschillo, Gallivan, Gianaris, Golden, Griffo, Grisanti, Hannon, Hassell-Thomps, Johnson, Kennedy, Klein, Lanza, Larkin, LaValle, Libous, Little, Marcellino, Martins, Maziarz, McDonald, Montgomery, Nozzolio, O'Mara, Oppenheimer, Parker, Peralta, Perkins, Ranzenhofer, Ritchie, Rivera, Robach, Saland, Sampson, Savino, Serrano, Seward, Skelos, Smith, Squadron, Stavisky, Stewart-Cousin, Storobin, Valesky, Young, Zeldin
Excused (3): Espaillat, Huntley, Krueger
S1401-2011 Memo
BILL NUMBER:S1401
TITLE OF BILL:
An act
to amend the workers' compensation law, in relation to setting a time
limit for requesting full board review of unanimous board panel
decisions
PURPOSE:
This bill sets a 3D-day time limit for requesting review by the full
Board of a unanimous Workers' compensation Board panel decision, and
bars applicants who request review by the full Board from merely
resubmitting the same application for review they had presented to
the Boardpanel.
SUMMARY OF SPECIFIC PROVISIONS:
Section 1 of the bill amends Workers' compensation Law � 23 to apply
the 30-day time limit for appeals to both appeals from a divided
panel ("mandatory" appeals) and appeals from a unanimous panel
("discretionary" appeals). It further requires that any appeal to the
full Board must raise arguments concerning the deficiencies of the
panel's decision.
Section 2 of the bill amends workers' compensation Law � 142(2) to
require that a discretionary appeal be made in conformity with
Workers' Compensation Law � 23.
Section 3 of the bill provides that the bill will apply to all
requests for review of panel decisions issued ninety or more days
after the effective date.
EXISTING LAW:
The Workers' compensation Law allows a party in interest to appeal
from a decision of a panel of the Board, where there is a dissent,
within thirty days of the filing of the decision with the Board's
secretary.
This is known as "mandatory" review since the Board must review the
decision. The statute does not require that the application point to
errors in the panel decision, nor does it specifically address
requests for full Board review of unanimous Board panel decisions.
Appeal from a unanimous decision is permitted under Workers'
Compensation Law � 123, which provides for the Board's continuing
jurisdiction over cases, and workers' compensation Law � 142(2),
which states that the decision of a Board panel shall be final except
"on application by a party in interest" for a Board review. Review of
such an appeal is known as "discretionary" because it is within the
Board's discretion to accept or decline requests
for full Board review of unanimous decisions. There is currently no
time limit for parties to request discretionary full Board review.
PRIOR LEGISLATIVE HISTORY:
2009 - Died in Labor Committee
2010 - Died in Labor Committee
STATEMENT IN SUPPORT:
Under current law, those who appeal a Board panel's decision as of
right when there is a dissent on the panel have only 30 days to do
so. There is no time limit, however, on parties seeking discretionary
review of unanimous Board panel decisions. This results in the
anomaly that losing parties have more time to appeal a unanimous
decision than they have to appeal a Board panel decision where they
were able to persuade one of the three members that their position
was correct. As a result, discretionary appeals sometimes are filed
with the Board months after a panel decision. This bill would provide
the same 3D-day time limit for requesting discretionary full board
review of unanimous Board panel decisions as currently applies for
requesting mandatory full Board review of panel decisions where there
is a dissent.
This bill also addresses a separate problem with appellate review by
the full Board. At present, many appellants who request full Board
review from either unanimous or 2-1 Board panel decisions simply
resubmit the application they had submitted to the Board panel with a
cover letter, essentially seeking two bites of the apple with no
arguments or analysis addressing the intervening Board panel
decision. Such additional filing requires virtually no cost or
effort, but adds significantly to the workload of the Board. The bill
remedies this problem by requiring that the application for Board
review specifically address the panel decision.
FISCAL IMPLICATIONS:
None.
EFFECTIVE DATE:
The bill takes effect immediately and will apply to all requests for
review by the full Board from decisions of a panel issued after the
90th day the bill becomes a law.
S1401-2011 Text
S T A T E O F N E W Y O R K
1401 2011-2012 Regular Sessions I N SENATE January 7, 2011
Introduced by Sen. SAVINO -- read twice and ordered printed, and when printed to be committed to the Committee on Labor
AN ACT to amend the workers' compensation law, in relation to setting a time limit for requesting full board review of unanimous board panel decisions
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM BLY, DO ENACT AS FOLLOWS:
Section 1.
Section 23 of the workers' compensation law, as amended by chapter 6 of the laws of 2007, is amended to read as follows:
S 23. Appeals. An award or decision of the board shall be final and conclusive upon all questions within its jurisdiction, as against the state fund or between the parties, unless reversed or modified on appeal therefrom as hereinafter provided. Any party may within thirty days after notice of the filing of an award or decision of a referee, file with the board an application in writing for a modification or rescis sion or review of such award or decision, as provided in this chapter. The board shall render its decision upon such application in writing and shall include in such decision a statement of the facts which formed the basis of its action on the issues raised before it on such application. Within thirty days after notice of the decision of the board upon such application has been served upon the parties, or within thirty days after notice of an administrative redetermination review decision by the chair pursuant to subdivision five of section fifty-two, section one hundred thirty-one or section one hundred forty-one-a of this chapter has been served upon any party in interest, an appeal may be taken ther efrom to the appellate division of the supreme court, third department, by any party in interest, including an employer insured in the state fund; provided, however, that [if the decision or determination was thatof a panel of the board and there was a dissent from such decision ordetermination other than a dissent the sole basis of which is to referthe case to an impartial specialist,] any party in interest may within EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets [ ] is old law to be omitted. LBD02858-01-1
S. 1401 2 thirty days after notice of the filing of the board panel's decision with the secretary of the board, make application in writing for review thereof by the full board, [and] RAISING ARGUMENTS RELATIVE TO THE ALLEGED DEFICIENCIES OF THE BOARD PANEL DECISION. IF THE DECISION OR DETERMINATION WAS THAT OF A PANEL OF THE BOARD AND THERE WAS A DISSENT FROM SUCH DECISION OR DETERMINATION OTHER THAN A DISSENT THE SOLE BASIS OF WHICH IS TO REFER THE CASE TO AN IMPARTIAL SPECIALIST, the full board shall review and affirm, modify or rescind such decision or determi nation in the same manner as herein above provided for an award or deci sion of a referee. IF THE DECISION OR DETERMINATION WAS THAT OF A UNAN IMOUS PANEL OF THE BOARD, OR THERE WAS A DISSENT FROM SUCH DECISION OR DETERMINATION THE SOLE BASIS OF WHICH IS TO REFER THE CASE TO AN IMPAR TIAL SPECIALIST, THE FULL BOARD MAY IN ITS SOLE DISCRETION REVIEW AND AFFIRM, MODIFY OR RESCIND SUCH DECISION OR DETERMINATION IN THE SAME MANNER AS HEREIN ABOVE PROVIDED FOR AN AWARD OR DECISION OF A REFEREE. Failure to apply for review by the full board shall not bar any party in interest from taking an appeal directly to the court as above provided. The board may also, in its discretion certify to such appellate division of the supreme court, questions of law involved in its decision. Such appeals and the question so certified shall be heard in a summary manner and shall have precedence over all other civil cases in such court. The board shall be deemed a party to every such appeal from its decision upon such application, and the chair shall be deemed a party to every such appeal from an administrative redetermination review decision pursuant to subdivision five of section fifty-two of this chapter. The attorney general shall represent the board and the chair thereon. An appeal may also be taken to the court of appeals in the same manner and subject to the same limitations not inconsistent herewith as is now provided in the civil practice law and rules. It shall not be necessary to file exceptions to the rulings of the board. An appeal to the appel late division of the supreme court, third department, or to the court of appeals, shall not operate as a stay of the payment of compensation required by the terms of the award or of the payment of the cost of such medical, dental, surgical, optometric or other attendance, treatment, devices, apparatus or other necessary items the employer is required to provide pursuant to section thirteen of this article which are found to be fair and reasonable. Where such award is modified or rescinded upon appeal, the appellant shall be entitled to reimbursement in a sum equal to the compensation in dispute paid to the respondent in addition to a sum equal to the cost of such medical, dental, surgical, optometric or other attendance, treatment, devices, apparatus or other necessary items the employer is required to provide pursuant to section thirteen of this article paid by the appellant pending adjudication of the appeal. Such reimbursement shall be paid from administration expenses as provided in section one hundred fifty-one of this chapter upon audit and warrant of the comptroller upon vouchers approved by the chair. Where such award is subject to the provisions of section twenty-seven of this article, the appellant shall pay directly to the claimant all compensation as it becomes due during the pendency of the appeal, and upon affirmance shall be entitled to credit for such payments. Neither the chair, the board, the commissioners of the state insurance fund nor the claimant shall be required to file a bond upon an appeal to the court of appeals. Upon final determination of such an appeal, the board or chair, as the case may be, shall enter an order in accordance therewith. Whenever a notice of appeal is served or an application made to the board by the employer or insurance carrier for a modification or rescission or review of an S. 1401 3 award or decision, and the board shall find that such notice of appeal was served or such application was made for the purpose of delay or upon frivolous grounds, the board shall impose a penalty in the amount of five hundred dollars upon the employer or insurance carrier, which penalty shall be added to the compensation and paid to the claimant. The penalties provided herein shall be collected in like manner as compen sation. A party against whom an award of compensation shall be made may appeal from a part of such award. In such a case the payment of such part of the award as is not appealed from shall not prejudice any rights of such party on appeal, nor be taken as an admission against such party. Any appeal by an employer from an administrative redetermination review decision pursuant to subdivision five of section fifty-two of this chapter shall in no way serve to relieve the employer from the obligation to timely pay compensation and benefits otherwise payable in accordance with the provisions of this chapter. Nothing [herein] contained IN THIS SECTION shall be construed to inhibit the continuing jurisdiction of the board as provided in section one hundred twenty-three of this chapter.
S 2. The opening paragraph of subdivision 2 of section 142 of the workers' compensation law, as amended by chapter 608 of the laws of 1989, is amended to read as follows:
2. Any review, hearing, rehearing, inquiry or investigation required or authorized to be conducted or made by the workers' compensation board may be conducted or made by any panel of the board consisting of not less than three members thereof, and the order, decision or determi nation of a majority of the members of a panel shall be deemed the order, decision or determination of the board from the date of filing thereof with the secretary of the board, unless the board on its own motion, or on application by a party in interest for a full board review MADE IN ACCORDANCE WITH SECTION TWENTY-THREE OF THIS CHAPTER, shall modify or rescind such order, decision or determination. Four panels shall be constituted at all times, and the chair shall assign the members to the panels upon which they shall serve. At least one member on each panel shall be an attorney and counsellor-at-law, but the absence of an attorney on any panel shall not invalidate the order, decision or determination of a majority of the members of the panel if at least two affirmative votes are cast in favor of such action. The panels shall be constituted so that the members of the board shall alternate in their periods of service together thereon. Whenever a number of proceedings remains pending before the board for a period in excess of thirty days, members of the board shall hold hearings and otherwise act in the discharge of their duties evenings and at other convenient times on all days of the week except Sundays, in addition to the times when they would perform such duties in the ordinary conduct of the business of the board, in order to expedite the disposal thereof. The chair may and shall, when directed by the governor, prescribe the hours and the times for such additional performance of duty by the members of the board and the period or periods for the continuance ther eof.
S 3. This act shall take effect immediately and shall apply to all requests for review by the full board from decisions of a panel of a board issued after the ninetieth day after it shall have become a law.

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