S T A T E O F N E W Y O R K
________________________________________________________________________
2104
2013-2014 Regular Sessions
I N S E N A T E
January 10, 2013
___________
Introduced by Sen. ESPAILLAT -- read twice and ordered printed, and when
printed to be committed to the Committee on Housing, Construction and
Community Development
AN ACT to amend the emergency housing rent control law, the emergency
tenant protection act of nineteen seventy-four and the administrative
code of the city of New York, in relation to income certification
forms
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subdivision (b) of section 2-a of chapter 274 of the laws
of 1946, constituting the emergency housing rent control law, as amended
by section 32 of part B of chapter 97 of the laws of 2011, is amended to
read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the maximum monthly rent equals
or exceeds the deregulation rent threshold may provide the tenant or
tenants residing therein with an income certification form prepared by
the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total annual income is in
excess of the deregulation income threshold in each of the two preceding
calendar years. SUCH INCOME CERTIFICATION FORM SHALL NOT APPEAR ON THE
OFFICIAL LETTERHEAD OF THE STATE OR OF ANY AGENCY, DEPARTMENT, DIVISION,
BUREAU, BOARD, COMMISSION, COUNCIL OR AUTHORITY THEREOF OR OTHERWISE
CONVEY THE IMPRESSION THAT THE OWNER OF THE SUBJECT HOUSING ACCOMMO-
DATION WHO UTILIZES SUCH FORM IS VOUCHED FOR OR IS AN INSTRUMENTALITY OF
THE STATE. Such income certification form shall state that the income
level certified to by the tenant may be subject to verification by the
department of taxation and finance pursuant to section one hundred
seventy-one-b of the tax law and shall not require disclosure of any
income information other than whether the aforementioned threshold has
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD05606-01-3
S. 2104 2
been exceeded. Such income certification form shall clearly state that:
(i) only tenants residing in housing accommodations which had a maximum
monthly rent equal to or in excess of the deregulation rent threshold
are required to complete the certification form; (ii) that tenants have
protections available to them which are designed to prevent harassment;
(iii) that tenants are not required to provide any information regarding
their income except that which is requested on the form and may contain
such other information the division deems appropriate. The tenant or
tenants shall return the completed certification to the owner within
thirty days after service upon the tenant or tenants. In the event that
the total annual income as certified is in excess of the deregulation
income threshold in each of the two preceding calendar years, the owner
may file the certification with the state division of housing and commu-
nity renewal on or before June thirtieth of such year. Upon filing such
certification with the division, the division shall, within thirty days
after the filing, issue an order of deregulation providing that such
housing accommodations shall not be subject to the provisions of this
law as of the first day of June in the year next succeeding the filing
of the certification by the owner. A copy of such order shall be mailed
by regular and certified mail, return receipt requested, to the tenant
or tenants and a copy thereof shall be mailed to the owner.
S 2. Subdivision (b) of section 5-a of section 4 of chapter 576 of the
laws of 1974, constituting the emergency tenant protection act of nine-
teen seventy-four, as amended by section 30 of part B of chapter 97 of
the laws of 2011, is amended to read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the legal regulated monthly rent
equals or exceeds the deregulation rent threshold may provide the tenant
or tenants residing therein with an income certification form prepared
by the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total annual income is in
excess of the deregulation income threshold in each of the two preceding
calendar years. SUCH INCOME CERTIFICATION FORM SHALL NOT APPEAR ON THE
OFFICIAL LETTERHEAD OF THE STATE OR OF ANY AGENCY, DEPARTMENT, DIVISION,
BUREAU, BOARD, COMMISSION, COUNCIL OR AUTHORITY THEREOF OR OTHERWISE
CONVEY THE IMPRESSION THAT THE OWNER OF THE SUBJECT HOUSING ACCOMMO-
DATION WHO UTILIZES SUCH FORM IS VOUCHED FOR OR IS AN INSTRUMENTALITY OF
THE STATE. Such income certification form shall state that the income
level certified to by the tenant may be subject to verification by the
department of taxation and finance pursuant to section one hundred
seventy-one-b of the tax law, and shall not require disclosure of any
information other than whether the aforementioned threshold has been
exceeded. Such income certification form shall clearly state that: (i)
only tenants residing in housing accommodations which had a legal regu-
lated monthly rent that equals or exceeds the deregulation rent thresh-
old are required to complete the certification form; (ii) that tenants
have protections available to them which are designed to prevent harass-
ment; (iii) that tenants are not required to provide any information
regarding their income except that which is requested on the form and
may contain such other information the division deems appropriate. The
tenant or tenants shall return the completed certification to the owner
within thirty days after service upon the tenant or tenants. In the
event that the total annual income as certified is in excess of the
deregulation income threshold in each of the two preceding calendar
years, the owner may file the certification with the state division of
S. 2104 3
housing and community renewal on or before June thirtieth of such year.
Upon filing such certification with the division, the division shall,
within thirty days after the filing, issue an order providing that such
housing accommodation shall not be subject to the provisions of this act
upon the expiration of the existing lease. A copy of such order shall be
mailed by regular and certified mail, return receipt requested, to the
tenant or tenants and a copy thereof shall be mailed to the owner.
S 3. Subdivision (b) of section 26-403.1 of the administrative code of
the city of New York, as amended by section 34 of part B of chapter 97
of the laws of 2011, is amended to read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the maximum rent equals or
exceeds the deregulation rent threshold may provide the tenant or
tenants residing therein with an income certification form prepared by
the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total annual income is in
excess of the deregulation income threshold in each of the two preceding
calendar years. SUCH INCOME CERTIFICATION FORM SHALL NOT APPEAR ON THE
OFFICIAL LETTERHEAD OF THE STATE OR OF ANY AGENCY, DEPARTMENT, DIVISION,
BUREAU, BOARD, COMMISSION, COUNCIL OR AUTHORITY THEREOF OR OTHERWISE
CONVEY THE IMPRESSION THAT THE OWNER OF THE SUBJECT HOUSING ACCOMMO-
DATION WHO UTILIZES SUCH FORM IS VOUCHED FOR OR IS AN INSTRUMENTALITY OF
THE STATE. Such income certification form shall state that the income
level certified to by the tenant may be subject to verification by the
department of taxation and finance pursuant to section one hundred
seventy-one-b of the tax law and shall not require disclosure of any
income information other than whether the aforementioned threshold has
been exceeded. Such income certification form shall clearly state that:
(i) only tenants residing in housing accommodations which have a maximum
monthly rent that equals or exceeds the deregulation rent threshold are
required to complete the certification form; (ii) that tenants have
protections available to them which are designed to prevent harassment;
(iii) that tenants are not required to provide any information regarding
their income except that which is requested on the form and may contain
such other information the division deems appropriate. The tenant or
tenants shall return the completed certification to the owner within
thirty days after service upon the tenant or tenants. In the event that
the total annual income as certified is in excess of the deregulation
income threshold in each of the two preceding calendar years, the owner
may file the certification with the state division of housing and commu-
nity renewal on or before June thirtieth of such year. Upon filing such
certification with the division, the division shall, within thirty days
after the filing, issue an order of deregulation providing that such
housing accommodations shall not be subject to the provisions of this
law as of the first day of June in the year next succeeding the filing
of the certification by the owner. A copy of such order shall be mailed
by regular and certified mail, return receipt requested, to the tenant
or tenants and a copy thereof shall be mailed to the owner.
S 4. Subdivision (b) of section 26-504.3 of the administrative code of
the city of New York, as amended by section 36 of part B of chapter 97
of the laws of 2011, is amended to read as follows:
(b) On or before the first day of May in each calendar year, the owner
of each housing accommodation for which the legal regulated rent equals
or exceeds the deregulation rent threshold may provide the tenant or
tenants residing therein with an income certification form prepared by
S. 2104 4
the division of housing and community renewal on which such tenant or
tenants shall identify all persons referred to in subdivision (a) of
this section and shall certify whether the total annual income is in
excess of the deregulation income threshold in each of the two preceding
calendar years. SUCH INCOME CERTIFICATION FORM SHALL NOT APPEAR ON THE
OFFICIAL LETTERHEAD OF THE STATE OR OF ANY AGENCY, DEPARTMENT, DIVISION,
BUREAU, BOARD, COMMISSION, COUNCIL OR AUTHORITY THEREOF OR OTHERWISE
CONVEY THE IMPRESSION THAT THE OWNER OF THE SUBJECT HOUSING ACCOMMO-
DATION WHO UTILIZES SUCH FORM IS VOUCHED FOR OR IS AN INSTRUMENTALITY OF
THE STATE. Such income certification form shall state that the income
level certified to by the tenant may be subject to verification by the
department of taxation and finance pursuant to section one hundred
seventy-one-b of the tax law and shall not require disclosure of any
income information other than whether the aforementioned threshold has
been exceeded. Such income certification form shall clearly state that:
(i) only tenants residing in housing accommodations which have a legal
regulated monthly rent, that equals or exceeds the deregulation rent
threshold are required to complete the certification form; (ii) that
tenants have protections available to them which are designed to prevent
harassment; (iii) that tenants are not required to provide any informa-
tion regarding their income except that which is requested on the form
and may contain such other information the division deems appropriate.
The tenant or tenants shall return the completed certification to the
owner within thirty days after service upon the tenant or tenants. In
the event that the total annual income as certified is in excess of the
deregulation income threshold in each of the two preceding calendar
years, the owner may file the certification with the state division of
housing and community renewal on or before June thirtieth of such year.
Upon filing such certification with the division, the division shall,
within thirty days after the filing, issue an order providing that such
housing accommodation shall not be subject to the provisions of this act
upon the expiration of the existing lease. A copy of such order shall be
mailed by regular and certified mail, return receipt requested, to the
tenant or tenants and a copy thereof shall be mailed to the owner.
S 5. The division of housing and community renewal is hereby directed
to revise the income verification form required by section 2-a of the
emergency housing rent control law, section 5-a of the emergency tenant
protection act of nineteen seventy-four, section 26-403.1 of the city
rent and rehabilitation law and section 26-504.3 of the rent stabiliza-
tion law of nineteen hundred sixty-nine to set forth the required
content in a manner of language and format which is more comprehensible
to laypersons and on a form which does not appear on the letterhead of
the state or of any agency, department, division, bureau, board, commis-
sion, council or authority thereof and does not otherwise convey the
impression that the owner of the subject housing accommodation who
utilizes such form is vouched for or is an instrumentality of the state.
The content of such form shall, at a minimum, be available in English
and Spanish. The revised form shall be complete and made available by
the division on or before December 31, 2013.
S 6. This act shall take effect on the ninetieth day after it shall
have become a law; provided that:
(a) the amendments to subdivision (b) of section 2-a of the emergency
housing rent control law made by section one of this act shall expire on
the same date as such law expires and shall not affect the expiration of
such law as provided in subdivision 2 of section 1 of chapter 274 of the
laws of 1946, as amended;
S. 2104 5
(b) the amendments to subdivision (b) of section 5-a of the emergency
tenant protection act of nineteen seventy-four made by section two of
this act shall expire on the same date as such act expires and shall not
affect the expiration of such act as provided in section 17 of chapter
576 of the laws of 1974, as amended;
(c) the amendments to subdivision (b) of section 26-403.1 of the city
rent and rehabilitation law made by section three of this act shall
remain in full force and effect only as long as the public emergency
requiring the regulation and control of residential rents and evictions
continues, as provided in subdivision 3 of section 1 of the local emer-
gency housing rent control act;
(d) the amendments to section 26-504.3 of chapter 4 of title 26 of the
administrative code of the city of New York made by section four of this
act shall expire on the same date as such law expires and shall not
affect the expiration of such law as provided under section 26-520 of
such law; and
(e) effective immediately, the addition, amendment and/or repeal of
any rule or regulation necessary for the implementation of this act on
its effective date are authorized and directed to be made and completed
on or before such effective date.