S T A T E O F N E W Y O R K
________________________________________________________________________
6509
I N S E N A T E
January 31, 2014
___________
Introduced by Sen. HANNON -- read twice and ordered printed, and when
printed to be committed to the Committee on Health
AN ACT to amend the public health law and the insurance law, in relation
to safe patient handling programs in health care facilities
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Short title. This act shall be known and may be cited as
the "safe patient handling act".
S 2. Article 29-D of the public health law is amended by adding a new
title 1-A to read as follows:
TITLE 1-A
SAFE PATIENT HANDLING
SECTION 2997-G. LEGISLATIVE INTENT.
2997-H. DEFINITIONS.
2997-I. SAFE PATIENT HANDLING COMMITTEES; PROGRAMS.
S 2997-G. LEGISLATIVE INTENT. THE LEGISLATURE HEREBY FINDS AND
DECLARES THAT IT IS IN THE PUBLIC INTEREST FOR HEALTH CARE FACILITIES TO
IMPLEMENT SAFE PATIENT HANDLING POLICIES. THERE ARE MANY BENEFITS THAT
CAN BE DERIVED FROM SAFE PATIENT HANDLING PROGRAMS. PATIENTS BENEFIT
THROUGH IMPROVED QUALITY OF CARE AND QUALITY OF LIFE BY REDUCING THE
RISK OF INJURY. CAREGIVERS ALSO BENEFIT FROM THE REDUCED RISK OF CAREER
ENDING AND DEBILITATING INJURIES LEADING TO INCREASED MORALE, IMPROVED
JOB SATISFACTION, AND LONGEVITY IN THE PROFESSION. HEALTH CARE FACILI-
TIES MAY REALIZE A RETURN ON THEIR INVESTMENT THROUGH REDUCED WORKERS'
COMPENSATION MEDICAL AND INDEMNITY COSTS, REDUCED LOST WORKDAYS, AND
IMPROVED RECRUITMENT AND RETENTION OF CAREGIVERS. ALL OF THIS WILL LEAD
TO FISCAL IMPROVEMENT IN HEALTH CARE IN NEW YORK STATE. WASHINGTON STATE
WAS ONE OF THE FIRST STATES TO PASS SAFE PATIENT HANDLING LEGISLATION IN
TWO THOUSAND SIX, WITH THE STRONG SUPPORT OF NURSING UNIONS AND THE
WASHINGTON HOSPITAL ASSOCIATION. SINCE THEN, WASHINGTON STATE HAS
REPORTED A DECREASE IN PATIENT HANDLING-RELATED INJURIES. IT IS THE
INTENT OF THE LEGISLATURE TO CREATE A SIMILAR PROGRAM IN THIS STATE
WITHOUT PLACING AN UNDUE FINANCIAL BURDEN ON HEALTH CARE FACILITIES.
S 2997-H. DEFINITIONS. FOR THE PURPOSES OF THIS TITLE:
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD13711-01-4
S. 6509 2
1. "HEALTH CARE FACILITY" SHALL MEAN ANY INDIVIDUAL, PARTNERSHIP,
ASSOCIATION, CORPORATION, LIMITED LIABILITY COMPANY, OR ANY PERSON OR
GROUP OF PERSONS ACTING DIRECTLY OR INDIRECTLY ON BEHALF OF OR IN THE
INTEREST OF THE EMPLOYER, WHICH PROVIDES HEALTH CARE SERVICES IN A
FACILITY LICENSED OR OPERATED PURSUANT TO ARTICLE TWENTY-EIGHT OR TWEN-
TY-EIGHT-A OF THIS CHAPTER, OR THE MENTAL HYGIENE LAW, THE EDUCATION
LAW, ARTICLE NINETEEN-G OF THE EXECUTIVE LAW OR THE CORRECTION LAW,
INCLUDING ANY FACILITY OPERATED BY THE STATE, A POLITICAL SUBDIVISION OR
A PUBLIC BENEFIT CORPORATION AS DEFINED BY SECTION SIXTY-SIX OF THE
GENERAL CONSTRUCTION LAW.
2. "NURSE" SHALL MEAN A REGISTERED PROFESSIONAL NURSE OR A LICENSED
PRACTICAL NURSE AS DEFINED BY ARTICLE ONE HUNDRED THIRTY-NINE OF THE
EDUCATION LAW.
3. "DIRECT CARE WORKER" SHALL MEAN ANY EMPLOYEE OF A HEALTH CARE
FACILITY WHO IS RESPONSIBLE FOR PATIENT HANDLING OR PATIENT ASSESSMENT
AS A REGULAR OR INCIDENTAL PART OF HIS OR HER EMPLOYMENT, INCLUDING ANY
LICENSED OR UNLICENSED HEALTH CARE WORKER.
4. "EMPLOYEE REPRESENTATIVE" SHALL MEAN THE RECOGNIZED OR CERTIFIED
COLLECTIVE BARGAINING AGENT FOR NURSES OR DIRECT CARE WORKERS OF A
HEALTH CARE FACILITY.
5. "LIFT TEAM" SHALL MEAN HEALTH CARE FACILITY EMPLOYEES SPECIALLY
TRAINED TO CONDUCT PATIENT LIFTS, TRANSFERS AND REPOSITIONING USING
LIFTING EQUIPMENT WHEN APPROPRIATE.
6. "SAFE PATIENT HANDLING" SHALL MEAN THE USE OF ENGINEERING CONTROLS,
LIFTING AND TRANSFER AIDS, OR ASSISTIVE DEVICES BY LIFT TEAMS OR OTHER
STAFF, INSTEAD OF MANUAL LIFTING TO PERFORM THE ACTS OF LIFTING, TRANS-
FERRING AND REPOSITIONING HEALTH CARE PATIENTS AND RESIDENTS.
7. "MUSCULOSKELETAL DISORDERS" SHALL MEAN CONDITIONS THAT INVOLVE THE
NERVES, TENDONS, MUSCLES AND SUPPORTING STRUCTURES OF THE BODY.
S 2997-I. SAFE PATIENT HANDLING COMMITTEES; PROGRAMS. 1. ON OR BEFORE
FEBRUARY FIRST, TWO THOUSAND FIFTEEN, EACH HEALTH CARE FACILITY SHALL
ESTABLISH A SAFE PATIENT HANDLING COMMITTEE EITHER BY CREATING A NEW
COMMITTEE OR ASSIGNING THE FUNCTIONS OF A SAFE PATIENT HANDLING COMMIT-
TEE TO AN EXISTING COMMITTEE. THE PURPOSE OF A COMMITTEE IS TO DESIGN
AND RECOMMEND THE PROCESS FOR IMPLEMENTING A SAFE PATIENT HANDLING
PROGRAM. AT LEAST ONE-HALF OF THE MEMBERS OF THE SAFE PATIENT HANDLING
COMMITTEE SHALL BE FRONTLINE MANAGERIAL EMPLOYEES WHO PROVIDE DIRECT
CARE TO PATIENTS UNLESS DOING SO WILL ADVERSELY AFFECT PATIENT CARE.
2. ON OR BEFORE DECEMBER FIRST, TWO THOUSAND FIFTEEN, EACH HEALTH CARE
FACILITY SHALL ESTABLISH A SAFE PATIENT HANDLING PROGRAM. AS PART OF
THIS PROGRAM, A HEALTH CARE FACILITY SHALL:
(A) IMPLEMENT A SAFE PATIENT HANDLING POLICY FOR ALL SHIFTS AND UNITS
OF THE HEALTH CARE FACILITY. IMPLEMENTATION OF THE SAFE PATIENT HANDL-
ING POLICY MAY BE PHASED-IN WITH THE ACQUISITION OF EQUIPMENT PURSUANT
TO SUBDIVISION THREE OF THIS SECTION;
(B) CONDUCT A PATIENT HANDLING HAZARD ASSESSMENT. THIS ASSESSMENT
SHOULD CONSIDER SUCH VARIABLES AS PATIENT-HANDLING TASKS, TYPES OF NURS-
ING UNITS, PATIENT POPULATIONS AND THE PHYSICAL ENVIRONMENT OF PATIENT
CARE AREAS;
(C) DEVELOP A PROCESS TO IDENTIFY THE APPROPRIATE USE OF THE SAFE
PATIENT HANDLING POLICY BASED ON THE PATIENT'S PHYSICAL AND MEDICAL
CONDITION AND THE AVAILABILITY OF LIFTING EQUIPMENT OR LIFT TEAMS. THE
POLICY SHALL INCLUDE A MEANS TO ADDRESS CIRCUMSTANCES UNDER WHICH IT
WOULD BE MEDICALLY CONTRAINDICATED TO USE LIFTING OR TRANSFER AIDS OR
ASSISTIVE DEVICES FOR PARTICULAR PATIENTS;
S. 6509 3
(D) CONDUCT AN ANNUAL PERFORMANCE EVALUATION OF THE PROGRAM TO DETER-
MINE ITS EFFECTIVENESS, WITH THE RESULTS OF THE EVALUATION REPORTED TO
THE SAFE PATIENT HANDLING COMMITTEE. THE EVALUATION SHALL DETERMINE THE
EXTENT TO WHICH IMPLEMENTATION OF THE PROGRAM HAS RESULTED IN A
REDUCTION IN MUSCULOSKELETAL DISORDER CLAIMS AND DAYS OF LOST WORK
ATTRIBUTABLE TO MUSCULOSKELETAL DISORDERS CAUSED BY PATIENT HANDLING,
AND INCLUDE RECOMMENDATIONS TO INCREASE THE PROGRAM'S EFFECTIVENESS; AND
(E) WHEN DEVELOPING ARCHITECTURAL PLANS FOR CONSTRUCTING OR REMODELING
A HEALTH CARE FACILITY OR A UNIT OF A HEALTH CARE FACILITY IN WHICH
PATIENT HANDLING AND MOVEMENT OCCURS, CONSIDER THE FEASIBILITY OF INCOR-
PORATING PATIENT HANDLING EQUIPMENT OR THE PHYSICAL SPACE AND
CONSTRUCTION DESIGN NEEDED TO INCORPORATE THAT EQUIPMENT AT A LATER
DATE.
3. ON OR BEFORE JANUARY THIRTIETH, TWO THOUSAND EIGHTEEN, EACH HEALTH
CARE FACILITY SHALL COMPLETE, AT A MINIMUM, ACQUISITION OF ITS CHOICE
OF: (A) ONE READILY AVAILABLE LIFT PER ACUTE CARE UNIT ON THE SAME
FLOOR, UNLESS THE SAFE PATIENT HANDLING COMMITTEE DETERMINES A LIFT IS
UNNECESSARY IN THE UNIT; (B) ONE LIFT FOR EVERY TEN ACUTE CARE AVAILABLE
INPATIENT BEDS; OR (C) EQUIPMENT FOR USE BY LIFT TEAMS. HEALTH CARE
FACILITIES SHALL TRAIN THEIR STAFFS ON POLICIES, EQUIPMENT AND DEVICES
AT LEAST ANNUALLY.
4. NOTHING IN THIS SECTION PRECLUDES LIFT TEAM MEMBERS FROM PERFORMING
OTHER DUTIES AS ASSIGNED DURING THEIR SHIFT.
5. A HEALTH CARE FACILITY SHALL DEVELOP PROCEDURES FOR EMPLOYEES TO
REFUSE TO PERFORM OR BE INVOLVED IN PATIENT HANDLING OR MOVEMENT THAT
THE EMPLOYEE BELIEVES IN GOOD FAITH WILL EXPOSE A PATIENT OR HEALTH CARE
FACILITY EMPLOYEE TO AN UNACCEPTABLE RISK OF INJURY. A HEALTH CARE
FACILITY EMPLOYEE WHO IN GOOD FAITH FOLLOWS THE PROCEDURE DEVELOPED BY
THE HEALTH CARE FACILITY IN ACCORDANCE WITH THIS SUBSECTION SHALL NOT BE
THE SUBJECT OF DISCIPLINARY ACTION BY THE HEALTH CARE FACILITY FOR THE
REFUSAL TO PERFORM OR BE INVOLVED IN THE PATIENT HANDLING OR MOVEMENT.
S 3. The activities enumerated in title 1-A of article 29-D of the
public health law, as added by section two of this act, shall be under-
taken pursuant to section 2805-j of the public health law by a covered
health care provider and shall be deemed activities of such program as
described in such section and any and all information attributable to
such activities shall be subject to provisions of section 2805-m of the
public health law and section 6527 of the education law.
S 4. Section 2304 of the insurance law is amended by adding a new
subsection (j) to read as follows:
(J)(1) ON OR BEFORE JANUARY FIRST, TWO THOUSAND FIFTEEN, THE DEPART-
MENT SHALL DEVELOP RULES TO PROVIDE A REDUCED WORKER'S COMPENSATION RATE
FOR HEALTH CARE FACILITIES THAT IMPLEMENT A SAFE PATIENT HANDLING
PROGRAM PURSUANT TO TITLE ONE-A OF ARTICLE TWENTY-NINE-D OF THE PUBLIC
HEALTH LAW. SUCH RULES SHALL INCLUDE ANY REQUIREMENTS FOR OBTAINING THE
REDUCED RATE THAT MUST BE MET BY HEALTH CARE FACILITIES.
(2) THE DEPARTMENT SHALL COMPLETE AN EVALUATION OF THE RESULTS OF THE
REDUCED RATE, INCLUDING CHANGES IN CLAIM FREQUENCY AND COSTS, AND SHALL
REPORT TO THE APPROPRIATE COMMITTEES OF THE LEGISLATURE ON OR BEFORE
DECEMBER FIRST, TWO THOUSAND EIGHTEEN AND AGAIN ON OR BEFORE DECEMBER
FIRST, TWO THOUSAND TWENTY.
S 5. (a) For the period January 1, 2015 through December 30, 2018, a
hospital may take a credit against the assessment due under subdivision
18 of section 2807-c of the public health law for the cost of purchasing
mechanical lifting devices and other equipment that are primarily used
to minimize patient handling by health care providers, consistent with a
S. 6509 4
safe patient handling program developed and implemented by the hospital
in compliance with section two of this act. The credit is equal to one
hundred percent of the cost of the mechanical lifting devices or other
equipment.
(b) For the period January 1, 2015 through December 30, 2018, a resi-
dential health care facility may take a credit against an assessment due
under paragraph (b) of subdivision 2 of section 2807-d of the public
health law for the cost of purchasing mechanical lifting devices and
other equipment that are primarily used to minimize patient handling by
health care providers, consistent with a safe patient handling program
developed and implemented by the residential health care facility in
compliance with section two of this act. The credit is equal to one
hundred percent of the cost of the mechanical lifting devices or other
equipment.
(c) No application is necessary for a credit claimed pursuant to this
section; however, a health care facility taking a credit under this
section must maintain records, as required by the commissioner of
health, necessary to verify eligibility for the credit under this
section. A credit earned during one calendar year may be carried over to
be credited against assessments due in a subsequent calendar year. No
refunds shall be granted for credits under this section.
(d) The maximum credit that may be earned under this section for each
health care facility is limited to one thousand dollars for each staffed
inpatient bed.
(e) Credits are available on a first in-time basis. The commissioner
of health shall disallow any credits, or portion thereof, that would
cause the total amount of credits claimed statewide under this section
to exceed one thousand dollars multiplied by the number of acute inpa-
tient hospital beds and residential health care facility beds in the
state. If the limitation is reached, the commissioner of health shall
notify health care facilities that the annual statewide limit has been
met. In addition, the commissioner of health shall provide written
notice to any health care facility that has claimed tax credits after
the limitation has been met. The notice shall indicate the amount of tax
due and shall provide that the tax be paid within thirty days from the
date of such notice. Such commissioner shall not assess penalties and
interest on the amount due in the initial notice if the amount due is
paid by the due date specified in the notice, or any extension thereof.
(f) Credit shall not be claimed under this section for the acquisition
of mechanical lifting devices and other equipment if the acquisition
occurred before the effective date of this act.
(g) Credit shall not be claimed under this section for any acquisition
of mechanical lifting devices and other equipment that occurs after
December 31, 2018.
(h) The commissioner of health shall issue an annual report on the
amount of credits claimed by health care facilities under this section,
with the first report due on July 1, 2016.
S 6. This act shall take effect immediately.