S T A T E O F N E W Y O R K
________________________________________________________________________
7158
I N S E N A T E
May 1, 2014
___________
Introduced by Sen. FELDER -- (at request of the Office of Court Adminis-
tration) -- read twice and ordered printed, and when printed to be
committed to the Committee on Children and Families
AN ACT to amend the domestic relations law and the social services law,
in relation to notices to non-marital fathers in adoption, surrender
and termination of parental rights proceedings and consents to
adoptions in family and surrogate's courts
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Paragraphs (d) and (e) of subdivision 1 of section 111 of
the domestic relations law, as added by chapter 575 of the laws of 1980,
are amended to read as follows:
(d) Of the father, whether adult or infant, of a child born out-of-
wedlock and [placed with the adoptive parents] more than six months
[after birth] OLD AT THE TIME OF THE FILING OF A PETITION TO TERMINATE
PARENTAL RIGHTS, APPLICATION TO EXECUTE A JUDICIAL SURRENDER, PETITION
FOR APPROVAL OF AN EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO
ADOPTION OR PETITION FOR ADOPTION, WHICHEVER IS EARLIEST, but only if
such father shall have:
(I) BEEN NAMED AS THE FATHER ON THE CHILD'S BIRTH CERTIFICATE; OR
(II) BEEN ADJUDICATED AS THE FATHER BY A COURT IN THE STATE OF NEW
YORK; OR
(III) BEEN ADJUDICATED BY A COURT OF ANOTHER STATE OR TERRITORY OF THE
UNITED STATES TO BE THE FATHER OF THE CHILD, WHEN A CERTIFIED COPY OF
THE COURT ORDER HAS BEEN FILED WITH THE PUTATIVE FATHER REGISTRY, PURSU-
ANT TO SECTION THREE HUNDRED SEVENTY-TWO-C OF THE SOCIAL SERVICES LAW;
OR
(IV) ACKNOWLEDGED PATERNITY IN A FORM DULY EXECUTED PURSUANT TO
SECTION FOUR THOUSAND ONE HUNDRED THIRTY-FIVE-B OF THE PUBLIC HEALTH LAW
OR IN A FORM RECOGNIZED BY THE STATE OR TERRITORY OF THE UNITED STATES
IN WHICH IT WAS EXECUTED TO HAVE THE FORCE AND EFFECT OF AN ORDER OF
PATERNITY OR FILIATION; OR
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD13833-01-4
S. 7158 2
(V) BEEN IDENTIFIED AS THE FATHER IN AN ORDER OF PATERNITY OR FILIA-
TION OR AN ACKNOWLEDGMENT OF PATERNITY IN ANOTHER COUNTRY THAT HAS BEEN
DETERMINED BY THE COURT TO BE ENTITLED TO COMITY IN THIS STATE; OR
(VI) maintained substantial and continuous or repeated contact with
the child as manifested by[: (i)] the payment by the father toward the
support of the child of a fair and reasonable sum, according to the
father's means, and either [(ii)]:
(A) the father's visiting the child at least [monthly] TWICE PER MONTH
when physically and financially able to do so and not prevented from
doing so by the person or authorized agency having lawful custody of the
child, or [(iii)]
(B) the father's regular communication with the child or with the
person or agency having the care or custody of the child, when phys-
ically and financially unable to visit the child or prevented from doing
so by the person or authorized agency having lawful custody of the
child. [The] FOR PURPOSES OF THIS SUBPARAGRAPH, THE subjective intent of
the father, whether expressed or otherwise, unsupported by evidence of
acts specified in this paragraph manifesting such intent, shall not
preclude a determination that the father failed to maintain substantial
and continuous or repeated contact with the child. In making such a
determination, the court shall not require a showing of diligent efforts
by any person or agency to encourage the father to perform the acts
specified in this paragraph.
(VII) A father, whether adult or infant, of a child born out-of-wed-
lock, who openly lived with the child for a period of six months [within
the one year period] immediately preceding the EARLIER OF THE placement
of the child for adoption OR PLACEMENT OF THE CHILD IN FOSTER CARE and
who during such period openly held himself out to be the father of such
child shall be deemed to have maintained substantial and continuous
contact with the child for the purpose of this [subdivision] PARAGRAPH.
(e) Of the father, whether adult or infant, of a child born out-of-
wedlock who is under the age of six months [at the time he is placed for
adoption] OLD AT THE TIME OF THE FILING OF A PETITION TO TERMINATE
PARENTAL RIGHTS, APPLICATION TO EXECUTE A JUDICIAL SURRENDER, PETITION
FOR APPROVAL OF AN EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO
ADOPTION OR PETITION FOR ADOPTION, WHICHEVER IS EARLIEST, but only if:
(i) such father openly lived with the child or the child's mother for a
continuous period of six months immediately preceding the placement of
the child for adoption; and (ii) such father openly held himself out to
be the father of such child during such period; and (iii) such father
paid a fair and reasonable sum, in accordance with his means, for the
medical, hospital and nursing expenses incurred in connection with the
mother's pregnancy or with the birth of the child.
S 2. Subdivisions 1 and 2 of section 111-a of the domestic relations
law, subdivision 1 as amended by chapter 371 of the laws of 2013, subdi-
vision 2 as added by chapter 665 of the laws of 1976, paragraph (e) of
subdivision 2 as amended by chapter 862 of the laws of 1977, and para-
graphs (f) and (g) of subdivision 2 as amended and paragraph (h) of
subdivision 2 as added by chapter 575 of the laws of 1980, are amended
to read as follows:
1. Notwithstanding any inconsistent provisions of this or any other
law, and in addition to the notice requirements of any law pertaining to
persons other than those specified in subdivision two of this section,
notice as provided herein shall be given to the persons specified in
subdivision two of this section of any adoption proceeding initiated
pursuant to this article or of any proceeding initiated pursuant to
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section one hundred fifteen-b of this article relating to the revocation
of an adoption consent, when such proceeding involves a child born out-
of-wedlock provided, however, that such notice shall not be required to
be given to any person who previously has been given notice of any
[proceeding] PETITION TO TERMINATE PARENTAL RIGHTS, APPLICATION TO
EXECUTE A JUDICIAL SURRENDER, PETITION FOR APPROVAL OF AN EXTRA-JUDICIAL
SURRENDER OR EXTRA-JUDICIAL CONSENT TO ADOPTION involving the child[,
pursuant to section three hundred eighty-four-c of the social services
law,] and provided further that notice in an adoption proceeding[,]
pursuant to this section shall not be required to be given to any person
who has previously received notice of any proceeding pursuant to section
one hundred fifteen-b of this article. In addition to such other
requirements as may be applicable to the petition in any proceeding in
which notice must be given pursuant to this section, the petition shall
set forth the names and last known addresses of all persons required to
be given notice of the proceeding, pursuant to this section, and there
shall be shown by the petition or by affidavit or other proof satisfac-
tory to the court that there are no persons other than those set forth
in the petition who are entitled to notice. For the purpose of determin-
ing persons entitled to notice of adoption proceedings initiated pursu-
ant to this article, persons specified in subdivision two of this
section shall not include any person who has been convicted of one or
more of the following sexual offenses in this state or convicted of one
or more offenses in another jurisdiction which, if committed in this
state, would constitute one or more of the following offenses, when the
child who is the subject of the proceeding was conceived as a result:
(A) rape in first or second degree; (B) course of sexual conduct against
a child in the first degree; (C) predatory sexual assault; or (D) preda-
tory sexual assault against a child.
2. Persons entitled to notice, pursuant to subdivision one of this
section, shall include:
(a) [any person adjudicated by a court in this state to be the father
of the child;
(b) any person adjudicated by a court of another state or territory of
the United States to be the father of the child, when a certified copy
of the court order has been filed with the putative father registry,
pursuant to section three hundred seventy-two-c of the social services
law;
(c)] any person who has timely filed an unrevoked notice of intent to
claim paternity of the child, pursuant to section three hundred seven-
ty-two-c of the social services law;
[(d) any person who is recorded on the child's birth certificate as
the child's father;
(e)] (B) any person who is openly living with the child and the
child's mother at the time the proceeding is initiated and who is hold-
ing himself out to be the child's father;
[(f)] (C) any person who has been identified as the child's father by
the mother in A written, sworn statement;
[(g)] (D) any person who was married to the child's mother within six
months subsequent to the birth of the child and prior to the execution
of a surrender instrument or the initiation of a proceeding pursuant to
section three hundred eighty-four-b of the social services law; [and
(h) any person who has filed with the putative father registry an
instrument acknowledging paternity of the child, pursuant to section
4-1.2 of the estates, powers and trusts law] (E) ANY PERSON WHO, SUBSE-
QUENT TO THE CHILD'S MOST RECENT ENTRY INTO FOSTER CARE, HAS FILED A
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PATERNITY OR CUSTODY PETITION THAT REMAINS PENDING, WHERE SUCH PETITION
WAS SERVED UPON THE MOTHER OR UPON THE AGENCY HAVING CARE AND CUSTODY OF
THE CHILD, WHERE SUCH PERSON STATED IN THE PETITION THAT HE IS THE
CHILD'S FATHER AND WHERE HE APPEARED IN COURT ON THAT PETITION ON THE
DATE FOR RETURN OF PROCESS; AND
(F) ANY PERSON IDENTIFIED AS THE FATHER IN AN ORDER OF PATERNITY OR
FILIATION OR AN ACKNOWLEDGMENT OF PATERNITY IN ANOTHER COUNTRY THAT HAS
BEEN DETERMINED BY THE COURT NOT TO BE ENTITLED TO COMITY IN THIS STATE,
BUT FOR WHOM THE COURT DETERMINES THAT SUCH PERSON SHOULD BE PROVIDED
WITH NOTICE PURSUANT TO THIS SECTION.
S 3. Subdivisions 1 and 2 of section 384-c of the social services law,
subdivision 1 as amended by chapter 371 of the laws of 2013, subdivision
2 as added by chapter 665 of the laws of 1976, paragraph (e) of subdivi-
sion 2 as amended by chapter 862 of the laws of 1977, and paragraphs (f)
and (g) of subdivision 2 as amended and paragraph (h) of subdivision 2
as added by chapter 575 of the laws of 1980, are amended to read as
follows:
1. Notwithstanding any inconsistent provision of this or any other
law, and in addition to the notice requirements of any law pertaining to
persons other than those specified in subdivision two of this section,
notice as provided herein shall be given to the persons specified in
subdivision two of this section of any [proceeding initiated pursuant to
sections three hundred fifty-eight-a, three hundred eighty-four, and
three hundred eighty-four-b of this chapter,] PETITION TO TERMINATE
PARENTAL RIGHTS, APPLICATION TO EXECUTE A JUDICIAL SURRENDER, PETITION
FOR APPROVAL OF AN EXTRA-JUDICIAL SURRENDER OR EXTRA-JUDICIAL CONSENT TO
ADOPTION involving [a] THE child IF THE CHILD WAS born out-of-wedlock.
Persons specified in subdivision two of this section shall not include
any person who has been convicted of one or more of the following sexual
offenses in this state or convicted of one or more offenses in another
jurisdiction which, if committed in this state, would constitute one or
more of the following offenses, when the child who is the subject of the
proceeding was conceived as a result: (A) rape in first or second
degree; (B) course of sexual conduct against a child in the first
degree; (C) predatory sexual assault; or (D) predatory sexual assault
against a child.
2. Persons entitled to notice, pursuant to subdivision one of this
section, shall include:
(a) [any person adjudicated by a court in this state to be the father
of the child;
(b) any person adjudicated by a court of another state or territory of
the United States to be the father of the child, when a certified copy
of the court order has been filed with the putative father registry,
pursuant to section three hundred seventy-two-c of this chapter;
(c)] any person who has timely filed an unrevoked notice of intent to
claim paternity of the child, pursuant to section three hundred seven-
ty-two-c of this [chapter] TITLE;
[(d) any person who is recorded on the child's birth certificate as
the child's father;
(e)] (B) any person who is openly living with the child and the
child's mother at the time the proceeding is initiated or at the time
the child was placed in the care of an authorized agency, and who is
holding himself out to be the child's father;
[(f)] (C) any person who has been identified as the child's father by
the mother in A written, sworn statement;
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[(g)] (D) any person who was married to the child's mother within six
months subsequent to the birth of the child and prior to the execution
of a surrender instrument or the initiation of a proceeding pursuant to
section three hundred eighty-four-b OF THIS TITLE; [and
(h) any person who has filed with the putative father registry an
instrument acknowledging paternity of the child, pursuant to section
4-1.2 of the estates, powers and trusts law] (E) ANY PERSON WHO, SUBSE-
QUENT TO THE CHILD'S MOST RECENT ENTRY INTO FOSTER CARE, HAS FILED A
PATERNITY OR CUSTODY PETITION THAT REMAINS PENDING, WHERE SUCH PETITION
WAS SERVED UPON THE MOTHER OR UPON THE AGENCY HAVING CARE AND CUSTODY OF
THE CHILD, WHERE SUCH PERSON STATED IN THE PETITION THAT HE IS THE
CHILD'S FATHER AND WHERE HE APPEARED IN COURT ON THAT PETITION ON THE
DATE FOR RETURN OF PROCESS; AND
(F) ANY PERSON IDENTIFIED AS THE FATHER IN AN ORDER OF PATERNITY OR
FILIATION OR AN ACKNOWLEDGMENT OF PATERNITY IN ANOTHER COUNTRY THAT HAS
BEEN DETERMINED BY THE COURT NOT TO BE ENTITLED TO COMITY IN THIS STATE,
BUT FOR WHOM THE COURT DETERMINES THAT SUCH PERSON SHOULD BE PROVIDED
WITH NOTICE PURSUANT TO SECTION ONE HUNDRED ELEVEN-A OF THE DOMESTIC
RELATIONS LAW.
S 4. This act shall take effect on the ninetieth day after it shall
have become a law and shall apply to petitions for adoption, termination
of parental rights, approvals of extra-judicial surrenders or extra-ju-
dicial consents to adoption or applications to execute judicial surren-
ders filed on or after such effective date; provided, however, that this
act shall not apply to cases in which judicial determinations had been
made prior to such effective date regarding putative fathers entitled to
consent to adopt or to notice of adoption, termination of parental
rights, approvals of extra-judicial surrenders or extra-judicial
consents to adoption or applications to execute judicial surrenders.